Staff Training
All Necessary Departments
- Safe Guarding Rules: GLB-Gramm Leach Bliley Non-Public Information: What is
Considered NPI and How to Safeguard and Properly Discard the Documents
- Dead Deal Process: Collecting and Filing of ALL Sales Department Generated Documents (ex.
Privacy Notice, Text Authorization, Credit Applications, Adverse Action, Risk Based
Pricing Notice)
- Proper Disclosure (ex. Privacy Notice)
- FTC Buyer’s Guide (State, and Federal, and Bilingual Guidelines)
- All Necessary Compliance Documents (Regulatory & In-House)
- Codes of Conduct (Create or Amend)